• GL
Choose your location?
  • Global Global
  • Australia
  • France
  • Germany
  • Ireland
  • Italy
  • Poland
  • Qatar
  • Spain
  • UAE
  • UK

Aaron Osborn

Associate, London

Aaron is a Financial Services Regulatory lawyer with particular expertise in wealth management.
T:
+44 (0)20 7220 5246

M:
+44 (0)7892 701766

E:

Experience

Aaron has broad experience across the Financial Services sector, acting on compliance, advisory and contentious matters. 

Having spent two years working as the in house regulatory lawyer for Raymond James, the UK subsidiary of a Fortune 500 US wealth manager, Aaron has a detailed understanding of the wealth management sector and now represents UK wealth managers, advising on compliance, new business propositions, distribution and conduct risk. 

Aaron acts in matters involving systemic risk, multiple claims and (FOS) complaints as well as defending individuals and firms in enforcement action brought by the FCA (and other regulators). Aaron has acted for banks and other regulated entities advising on managing conduct risk and systemic regulatory breaches.

Publications

To Judicially Review or not: Key considerations for challenging the FOS. May 2019.

Money Laundering - Now a two-sided coin. April 2019.

Management Information and Foreseeability: A timely pre-SM&CR reminder. April 2019.

Defined Benefit Pension Transfer Advisers Beware: Clear and Repeated Warnings. January 2019.

We use cookies to give you the best user experience on our website. Please let us know if you accept our use of cookies.

Manage cookies

Your Privacy

When you visit any web site, it may store or retrieve information on your browser, mostly in the form of cookies. We mainly use this information to ensure the site works as you expect it to, and to learn how we can improve the experience in the future. The information does not usually directly identify you, but it can give you a more personalised web experience.
Because we respect your right to privacy, you can choose not to allow some types of cookies. Click on the different category headings to find out more and change permissions. However, blocking some types of cookies may prevent certain site functionality from working as expected

Functional cookies

(Required)

These cookies let you use the website and are required for the website to function as expected.

These cookies are required

Tracking cookies

Anonymous cookies that help us understand the performance of our website and how we can improve the website experience for our users. Some of these may be set by third parties we trust, such as Google Analytics.

They may also be used to personalise your experience on our website by remembering your preferences and settings.

Marketing cookies

These cookies are used to improve and personalise your experience with our brands. We may use these cookies to show adverts for our products, or measure the performance of our adverts.